DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rm Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Lawrence Macleod | Next Financial Group, Inc. BD affiliated | Rm Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2023 | Nov 15, 2019 |
| Aaron Pike Rugh | Next Financial Group, Inc. BD affiliated | Rm Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Oct 25, 2019 |
| Cayla Jane Moore | Next Financial Group, Inc. BD affiliated | Rm Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Mar 6, 2023 |
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3 moves match.