DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Soaring Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael James Mustian | LPL Financial LLC BD affiliated | Soaring Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Sep 24, 2025 |
| Eric Glenn Imley | Protection Point Advisors independent RIA | Soaring Investment Management, LLC independent RIA | RIA to RIA | Jul 10, 2025 | Jul 14, 2025 |
| Elisabeth Marie Mesquit | Scf Investment Advisors, Inc. BD affiliated | Soaring Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2019 | Sep 18, 2019 |
Page 1 of 1
3 moves match.