DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Anacapa Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Young Suh Kim | Alden Investment Group independent RIA | Anacapa Financial, LLC state registered | RIA to a state-registered adviser | Oct 31, 2024 | Jan 1, 2026 (427 d) |
| Garrett George Gatch | Fsc Securities Corporation BD affiliated | Anacapa Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 1, 2022 | Dec 2, 2024 (732 d) |
| Jack Evan Green | LPL Financial LLC BD affiliated | Anacapa Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 6, 2019 | Oct 28, 2019 |
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3 moves match.