DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Levy Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Victor Sidney Levy | LPL Financial LLC BD affiliated | Levy Wealth Management Group no RAUM | Other | Jul 2, 2025 | Jan 3, 2020 |
| Jason Lawrence | LPL Financial LLC BD affiliated | Levy Wealth Management Group no RAUM | Other | Mar 12, 2025 | Jan 3, 2020 |
| Joseph Robostello | LPL Financial LLC BD affiliated | Levy Wealth Management Group no RAUM | Other | Mar 12, 2025 | Jan 7, 2020 |
| Michael Thomas Clatterbuck | LPL Financial LLC BD affiliated | Levy Wealth Management Group no RAUM | Other | Feb 10, 2025 | Jan 3, 2020 |
| Bradford William Hess | United Capital Financial Advisors BD affiliated | Levy Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2021 | Nov 23, 2021 (90 d) |
| Michael Francis Swallow | Bb&T Securities, LLC BD affiliated | Levy Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2021 | Oct 6, 2021 (244 d) |
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6 moves match.