DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ethic Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Alfred Haggard | Citizens Securities, Inc. BD affiliated | Ethic Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2019 | Feb 20, 2020 (80 d) |
| Andrew Christian Ivens | Citizens Securities, Inc. BD affiliated | Ethic Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 24, 2018 | Feb 21, 2020 (424 d) |
| Matthew Stephen Morse | Baldwin Wealth Partners, LLC other | Ethic Wealth Advisors LLC no RAUM | Other | Jul 14, 2016 | Feb 25, 2020 (1321 d) |
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3 moves match.