DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Southbridge Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerold Martin Sniderman | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| Michael Todd Fields | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| Louis J Brown | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| Robert Y. Donnell | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| George Wayne Richerson | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| Kevin C Sagui | Pruco Securities, LLC BD affiliated | Southbridge Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2019 | Dec 21, 2023 (1723 d) |
| Cory Shane Colquette | Colquette Group, Inc. unclassified | Southbridge Advisors, LLC no RAUM | Other | Aug 31, 2018 | Dec 12, 2019 (468 d) |
Page 1 of 1
7 moves match.