DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Western New York Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark William Narby | Next Financial Group, Inc. BD affiliated | Western New York Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2020 | Aug 8, 2021 (565 d) |
| Michael Anthony Aquino | Brokersxpress LLC other | Western New York Financial Group, LLC independent RIA | Other | Dec 31, 2011 | Aug 7, 2021 (3507 d) |
Page 1 of 1
2 moves match.