DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Intirety, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ethan James Meikle | Gwn Securities Inc. BD affiliated | Intirety, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 14, 2020 | Dec 8, 2020 |
| Shireen Sonian Sharma | Gwn Securities Inc. BD affiliated | Intirety, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 14, 2020 | Dec 8, 2020 |
| William Saboe Ironmonger | Gwn Securities Inc. BD affiliated | Intirety, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 7, 2020 | Dec 3, 2020 |
| Chris Michael Wheeler | Gwn Securities Inc. BD affiliated | Intirety, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 2, 2020 | Nov 2, 2020 |
Page 1 of 1
4 moves match.