DFX Intelligence
Advisor moves
Arrivals at Orderly Finance
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jon Michael Gross | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Orderly Finance no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 8, 2020 | Jan 7, 2020 |
Page 1 of 1
1 moves match.