DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Incline Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Phillip WesthoffBb&T Institutional Investment Advisers, Inc. institutionalIncline Wealth state registeredOtherOct 30, 2020Jun 22, 2021 (235 d)
John Robert BovardMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIncline Wealth state registeredWirehouse to a state-registered adviserJan 7, 2020Jan 3, 2020
Page 1 of 1
2 moves match.