DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Five Oceans Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jesse Thomas Porter | Adviceperiod, LLC independent RIA | Five Oceans Advisors independent RIA | RIA to RIA | Nov 13, 2020 | Nov 3, 2020 |
| Joe Philip Moser | Dixon Hughes Goodman Wealth Advisors LLC independent RIA | Five Oceans Advisors independent RIA | RIA to RIA | Aug 24, 2020 | Jan 21, 2026 (1976 d) |
| Marc Campbell | Tci Wealth Advisors, Inc. independent RIA | Five Oceans Advisors no RAUM | RIA to a newly registered adviser | Jun 24, 2020 | Apr 23, 2020 |
| Christopher Guillermo Girbes-Pierce | Adviceperiod, LLC independent RIA | Five Oceans Advisors independent RIA | RIA to RIA | Jun 1, 2020 | Sep 4, 2020 (95 d) |
| Leslie Lois Mallman | Grove independent RIA | Five Oceans Advisors independent RIA | RIA to RIA | Sep 6, 2019 | May 7, 2024 (1705 d) |
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5 moves match.