DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Innovative Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryan Douglas Ellis | Bankers Life Advisory Services, Inc. BD affiliated | Innovative Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 7, 2022 | May 10, 2023 (245 d) |
| Ronald Dale Ray | Brookstone Wealth Advisors, LLC independent RIA | Innovative Wealth Management state registered | RIA to a state-registered adviser | Aug 30, 2021 | Jul 20, 2021 |
| Vincent Michael Farasciano | Bankers Life Advisory Services, Inc. BD affiliated | Innovative Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 15, 2020 | May 14, 2020 |
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3 moves match.