DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cohesion Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gabriel Kenneth VeveCharles Schwab & Co., Inc. national BDCohesion Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2022Apr 22, 2022 (66 d)
Bryan Joseph SullivanEpiqwest Investment Corporation unclassifiedCohesion Wealth Management, LLC no RAUMOtherDec 14, 2020Jun 15, 2020
Eric VeveEpiqwest Investment Corporation unclassifiedCohesion Wealth Management, LLC no RAUMOtherDec 14, 2020Jun 15, 2020
Joshua William ParkCulver Investment Company, LLC independent RIACohesion Wealth Management, LLC no RAUMRIA to a newly registered adviserNov 10, 2020Jun 15, 2020
Ronald John BesonenMcl Financial Group, Inc. unclassifiedCohesion Wealth Management, LLC no RAUMOtherJun 13, 2011Jun 15, 2020 (3290 d)
Mark Patrick CulverCulver And Company, Inc. unclassifiedCohesion Wealth Management, LLC no RAUMOtherDec 31, 2002Jun 15, 2020 (6376 d)
Page 1 of 1
6 moves match.