DFX Intelligence
Advisor moves
Arrivals at Swales Financial LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Paul Swales | Citigroup Global Markets Inc. BD affiliated | Swales Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 2, 2018 | Jun 20, 2025 (2453 d) |
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