DFX Intelligence
Advisor moves
Arrivals at Securestate
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lauren Elizabeth Werckenthien | Cambridge Investment Research Advisors, Inc. BD affiliated | Securestate state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 8, 2020 | Aug 13, 2020 |
| Charles Caesar Werckenthien | Cambridge Investment Research Advisors, Inc. BD affiliated | Securestate state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 14, 2020 | Aug 13, 2020 |
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2 moves match.