DFX Intelligence
Advisor moves
Arrivals at Ristau Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phillip Ristau | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ristau Capital, LLC state registered | Wirehouse to a state-registered adviser | May 26, 2020 | Jun 25, 2020 |
Page 1 of 1