DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Optima Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley A Johannes | Premier Financial Partners, LLC unclassified | Optima Capital LLC independent RIA | Other | Apr 22, 2021 | Apr 23, 2021 |
| David Michael Evans | Premier Financial Partners, LLC unclassified | Optima Capital LLC independent RIA | Other | Dec 4, 2020 | Dec 7, 2020 |
| Justin Allen Boggs | Optima Capital LLC unclassified | Optima Capital LLC independent RIA | Other | Nov 6, 2020 | Sep 14, 2020 |
| Robert Wayne Larsen | Optima Capital LLC unclassified | Optima Capital LLC independent RIA | Other | Jul 29, 2020 | Aug 16, 2022 (748 d) |
| Tobin Dennis Wills | Optima Capital LLC unclassified | Optima Capital LLC independent RIA | Other | Jun 17, 2020 | Oct 21, 2022 (856 d) |
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5 moves match.