DFX Intelligence
Advisor moves
Arrivals at The Raffin Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Ethan Raffin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | The Raffin Group LLC state registered | Wirehouse to a state-registered adviser | Sep 8, 2020 | Oct 6, 2021 (393 d) |
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1 moves match.