DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 15 Equity

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Andrew KlackaGraham Investment Management, Inc. unclassified15 Equity independent RIAOtherNov 30, 2023Feb 10, 2022
Lance William HelfertLucia Capital Group independent RIA15 Equity independent RIARIA to RIADec 31, 2020Jan 1, 2026 (1827 d)
Ryan Atticus LowePinhook Capital, LLC other15 Equity independent RIAOtherSep 29, 2017Dec 23, 2020 (1181 d)
Christopher J MendozaHummingbird no RAUM15 Equity independent RIAOtherSep 9, 2016Sep 15, 2021 (1832 d)
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4 moves match.