DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Johnson Bixby
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa Ann Lamarche | Osaic Wealth, Inc. BD affiliated | Johnson Bixby independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 4, 2024 | Dec 24, 2024 (173 d) |
| Cynthia Sue Staley | Securities America Advisors, Inc. BD affiliated | Johnson Bixby independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2021 | Feb 10, 2022 (274 d) |
| Amanda Peterson | Kms Financial Services, Inc BD affiliated | Johnson Bixby no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 7, 2020 | Oct 16, 2020 |
| Heidi Marie Johnson Bixby | Kms Financial Services, Inc BD affiliated | Johnson Bixby no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2020 | Oct 16, 2020 |
| Lynn Douglas Snyder | Kms Financial Services, Inc BD affiliated | Johnson Bixby no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2020 | Oct 16, 2020 |
| Patricia Lynn Spies | Kms Financial Services, Inc BD affiliated | Johnson Bixby no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2020 | Oct 16, 2020 |
| Amanda J Reynolds | Kms Financial Services, Inc BD affiliated | Johnson Bixby no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2020 | Oct 16, 2020 |
| Cyndi Thompson | Kms Financial Services, Inc BD affiliated | Johnson Bixby no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 21, 2020 | Oct 16, 2020 |
Page 1 of 1
8 moves match.