DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sound Capital Solutions LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Nmn Dalmaso | M1 Advisory no RAUM | Sound Capital Solutions LLC no RAUM | Other | Mar 1, 2022 | Jan 11, 2024 (681 d) |
| Dominic Joseph Dalmaso | Nuveen Asset Management, LLC other | Sound Capital Solutions LLC no RAUM | Other | Aug 2, 2021 | Sep 2, 2021 (31 d) |
| Nicholas Nmn Dalmaso | M1 Advisory no RAUM | Sound Capital Solutions LLC no RAUM | Other | Dec 31, 2019 | Oct 23, 2020 (297 d) |
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3 moves match.