DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Chimera Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carlton Case EllisNobles & Richards Advisors, LLC state registeredChimera Wealth state registeredOtherMar 26, 2025Nov 13, 2024
Salvador Barrales AbarcaAmeriprise Financial Services, LLC national BDChimera Wealth state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 9, 2020Dec 22, 2020 (166 d)
Antone Steven BulichNext Financial Group, Inc. independent RIAChimera Wealth state registeredRIA to a state-registered adviserNov 16, 2018Dec 22, 2020 (767 d)
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3 moves match.