DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gamma Investing LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mouna Nutakki | Kestra Investment Management, LLC. asset manager | Gamma Investing LLC asset manager | Other | Sep 3, 2024 | Aug 7, 2025 (338 d) |
| Calvin Lee | Shum Financial Group, Inc. independent RIA | Gamma Investing LLC independent RIA | RIA to RIA | Feb 7, 2022 | Jan 18, 2022 |
| Zlatko Martinic | Penserra Global Investors LLC independent RIA | Gamma Investing LLC no RAUM | RIA to a newly registered adviser | Aug 29, 2019 | Mar 23, 2021 (572 d) |
| William James Obrien | Amundi Pioneer Institutional Asset Management, Inc. other | Gamma Investing LLC independent RIA | Other | Aug 14, 2014 | Aug 16, 2022 (2924 d) |
Page 1 of 1
4 moves match.