DFX Intelligence
Advisor moves
Arrivals at Nhabla
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roberto Ivan Ortega | Charles Schwab & Co., Inc. national BD | Nhabla state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 15, 2024 | Oct 29, 2024 (106 d) |
| Johnny Medina | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nhabla state registered | Wirehouse to a state-registered adviser | Jan 2, 2021 | May 11, 2022 (494 d) |
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