DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Harbour Wealth Management Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew David Pardieck | Raymond James & Associates, Inc. national BD | Harbour Wealth Management Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 6, 2021 | Jun 9, 2021 |
| Ansley R Mellette | Raymond James & Associates, Inc. national BD | Harbour Wealth Management Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 6, 2021 | Jun 10, 2021 |
| Christopher Lawrence Corley | Raymond James & Associates, Inc. national BD | Harbour Wealth Management Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 3, 2021 | Jun 4, 2021 |
Page 1 of 1
3 moves match.