DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Advisors On Call

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mickey Mitsuo PayneWmbc independent RIAAdvisors On Call state registeredRIA to a state-registered adviserMar 22, 2025Sep 8, 2025 (170 d)
James Robert McmillerClaraphi Advisory Network, LLC independent RIAAdvisors On Call state registeredRIA to a state-registered adviserDec 31, 2023Aug 11, 2022
Gregory Avery RamirezClaraphi Advisory Network, LLC independent RIAAdvisors On Call state registeredRIA to a state-registered adviserDec 6, 2022Feb 23, 2024 (444 d)
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3 moves match.