DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at O'Hagan Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Fredrick James RobinsonArbor Point Advisors BD affiliatedO'Hagan Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 30, 2021Sep 30, 2021
John Joseph O'HaganArbor Point Advisors BD affiliatedO'Hagan Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 30, 2021Oct 1, 2021
Angela Marie CougleArbor Point Advisors BD affiliatedO'Hagan Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 30, 2021Oct 1, 2021
John Charles FontanaArbor Point Advisors BD affiliatedO'Hagan Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 30, 2021Sep 30, 2021
Gregory HollandArbor Point Advisors BD affiliatedO'Hagan Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 30, 2021Sep 30, 2021
Dell Vivien SpivaArbor Point Advisors BD affiliatedO'Hagan Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2021Jan 14, 2022 (106 d)
Patrick Joseph BurkeArbor Point Advisors BD affiliatedO'Hagan Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 30, 2021Sep 30, 2021
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7 moves match.