DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trg Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dennis Mark Gambino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Trg Investment Advisors, LLC other | Other | Feb 3, 2023 | Feb 14, 2023 |
| Benjamin Walker Taggard | Cambridge Investment Research Advisors, Inc. BD affiliated | Trg Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 3, 2021 | Aug 17, 2021 |
| Steven Thomas Burnett | Cambridge Investment Research Advisors, Inc. BD affiliated | Trg Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 24, 2021 | Aug 23, 2021 |
| Allisyn Lambert | Cambridge Investment Research Advisors, Inc. BD affiliated | Trg Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 24, 2021 | Aug 23, 2021 |
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4 moves match.