DFX Intelligence
Advisor moves
Arrivals at Compass Private Wealth Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dorota Bernadetta Pietryka | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Compass Private Wealth Group LLC independent RIA | Wirehouse to independent RIA | Jul 3, 2024 | Jul 10, 2024 |
| Travis M Cimino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Compass Private Wealth Group LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 9, 2021 | Nov 8, 2021 |
| Manuel Ruiz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Compass Private Wealth Group LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 5, 2021 | Nov 10, 2021 |
| William Brett Ciccone | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Compass Private Wealth Group LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 5, 2021 | Nov 9, 2021 |
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4 moves match.