DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cove Private Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey John Whalen | Deutsche Bank Securities Inc. mixed wealth | Cove Private Wealth, LLC independent RIA | RIA to RIA | Dec 19, 2023 | Oct 7, 2024 (293 d) |
| Lori B Jackson | Deutsche Bank Securities Inc. mixed wealth | Cove Private Wealth, LLC independent RIA | RIA to RIA | Dec 18, 2023 | Aug 17, 2026 (973 d) |
| Santo S Vicenzino | Deutsche Bank Securities Inc. mixed wealth | Cove Private Wealth, LLC independent RIA | RIA to RIA | Dec 18, 2023 | Jul 18, 2026 (943 d) |
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3 moves match.