Advisor moves

Arrivals at Couric Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Nelson CouricCetera Advisor Networks LLC BD affiliatedCouric Financial state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 22, 2021Nov 22, 2021
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1 moves match.