DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Invictus Private Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Scott Caplan | UBS Financial Services Inc. wirehouse | Invictus Private Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 2, 2022 | May 19, 2022 |
| Sydney Victoria Levy | UBS Financial Services Inc. wirehouse | Invictus Private Wealth, LLC independent RIA | Wirehouse to independent RIA | Jun 2, 2022 | Jun 25, 2024 (754 d) |
| Jessica K. Margetson | UBS Financial Services Inc. wirehouse | Invictus Private Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 1, 2022 | Jul 1, 2022 |
Page 1 of 1
3 moves match.