DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Keystone Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Raymond Lamar Brown | Transamerica Financial Advisors, LLC BD affiliated | Keystone Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 26, 2026 | Jun 29, 2026 |
| Brian Daniel Wheeler | MML Investors Services, LLC BD affiliated | Keystone Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 2, 2022 | May 2, 2022 |
| Leonard Gerald Simon | MML Investors Services, LLC BD affiliated | Keystone Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 29, 2022 | Jan 1, 2026 (1343 d) |
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3 moves match.