Advisor moves

Arrivals at First Main Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Derek MainMML Investors Services, LLC BD affiliatedFirst Main Capital state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 19, 2021Jul 13, 2022 (236 d)
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1 moves match.