DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gutierrez Wealth Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leighann Kirtley Arthur | UBS Financial Services Inc. wirehouse | Gutierrez Wealth Advisory, LLC independent RIA | Wirehouse to independent RIA | Nov 8, 2022 | May 31, 2023 (204 d) |
| Roy David Gutierrez | UBS Financial Services Inc. wirehouse | Gutierrez Wealth Advisory, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 4, 2022 | Oct 23, 2022 |
| Hillary Marie Canterbury | UBS Financial Services Inc. wirehouse | Gutierrez Wealth Advisory, LLC independent RIA | Wirehouse to independent RIA | Nov 4, 2022 | Mar 15, 2023 (131 d) |
| David Hale Gutierrez | UBS Financial Services Inc. wirehouse | Gutierrez Wealth Advisory, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 4, 2022 | Oct 23, 2022 |
| Matthew Wells Gutierrez | UBS Financial Services Inc. wirehouse | Gutierrez Wealth Advisory, LLC independent RIA | Wirehouse to independent RIA | Aug 8, 2017 | Sep 11, 2026 (3321 d) |
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5 moves match.