DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Your Choice Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephanie Ethe | Pruco Securities, LLC BD affiliated | Your Choice Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2022 | Jan 8, 2023 |
| Arthur Zapesochny | Ameriprise Financial Services, LLC national BD | Your Choice Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 8, 2022 | Sep 6, 2022 |
| Jeffrey John Fiore | Horter Investment Management, LLC independent RIA | Your Choice Financial LLC state registered | RIA to a state-registered adviser | Jul 28, 2022 | Nov 9, 2022 (104 d) |
| John Patrick San Filippo | Ruggieri Wealth Advisors LLC unclassified | Your Choice Financial LLC state registered | Other | Jul 12, 2022 | Jun 14, 2022 |
| Larry Jamie Mcgrory | MML Investors Services, LLC BD affiliated | Your Choice Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 23, 2022 | Jun 28, 2022 (36 d) |
| Sebastian Michael Elliot | Rejoyce Wealth Management LLC unclassified | Your Choice Financial LLC state registered | Other | Aug 14, 2019 | Jun 6, 2024 (1758 d) |
Page 1 of 1
6 moves match.