DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Panteles Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Collins Garrett Knight | Cfo4life independent RIA | Panteles Advisors independent RIA | RIA to RIA | Oct 1, 2025 | Oct 22, 2025 |
| Aaron Barto Junk | Hartford Funds asset manager | Panteles Advisors independent RIA | Other | Dec 9, 2022 | Dec 9, 2022 |
| Stephen Robert Shannon | Citigroup Global Markets Inc. other | Panteles Advisors independent RIA | Other | Mar 23, 2009 | Oct 10, 2023 (5314 d) |
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3 moves match.