DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 10elms Llp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Jonathan Finch | Finch Wealth Management, LLC unclassified | 10elms Llp independent RIA | Other | Sep 16, 2024 | Aug 21, 2024 |
| Ryan William Kruger | Capital One Investing, Inc. independent RIA | 10elms Llp independent RIA | RIA to RIA | Apr 25, 2022 | Sep 20, 2024 (879 d) |
| Julie Brakey Hazzard | Capital One Investing, Inc. independent RIA | 10elms Llp independent RIA | RIA to RIA | May 29, 2020 | Jan 2, 2026 (2044 d) |
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3 moves match.