DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tradewinds Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christian Samuel D'Urso | Financial Advocates Investment Management independent RIA | Tradewinds Wealth Management independent RIA | RIA to RIA | Mar 9, 2023 | Nov 29, 2023 (265 d) |
| Brandon Alexander Trank | Financial Advocates Investment Management independent RIA | Tradewinds Wealth Management independent RIA | RIA to RIA | Mar 9, 2023 | Apr 23, 2023 (45 d) |
| Kataya Lorelei Plett | Financial Advocates Investment Management independent RIA | Tradewinds Wealth Management no RAUM | RIA to a newly registered adviser | Mar 9, 2023 | Mar 9, 2023 |
| James Paul Spangler | Financial Advocates Investment Management independent RIA | Tradewinds Wealth Management independent RIA | RIA to RIA | Mar 9, 2023 | Nov 30, 2023 (266 d) |
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4 moves match.