DFX Intelligence
Advisor moves
Arrivals at Nord Associates LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leif Charles Gunderson | RBC Capital Markets, LLC national BD | Nord Associates LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 3, 2023 | Sep 21, 2023 (261 d) |
Page 1 of 1
1 moves match.