DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Premier Path Wealth Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Anthony FantozziMML Investors Services, LLC BD affiliatedPremier Path Wealth Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2025May 27, 2025
Brian James GlennOlcott Square Investment Partners, LLC unclassifiedPremier Path Wealth Partners, LLC no RAUMOtherMar 12, 2024May 1, 2023
Michael John LehmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePremier Path Wealth Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 2, 2023May 1, 2023
Linda Rosa KalataMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePremier Path Wealth Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 1, 2023Apr 28, 2023
Patrick Thomas YorkMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePremier Path Wealth Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 1, 2023Apr 28, 2023
Derek Thomas WittjohannMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePremier Path Wealth Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 1, 2023Apr 28, 2023
Rebecca Moran GarciaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePremier Path Wealth Partners, LLC independent RIAWirehouse to independent RIAMay 1, 2023Dec 13, 2024 (592 d)
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7 moves match.