DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Quantum Portfolio Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jon A Duprau | Raymond James & Associates, Inc. national BD | Quantum Portfolio Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 21, 2023 | May 22, 2023 |
| Maria Cutter | Raymond James & Associates, Inc. national BD | Quantum Portfolio Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 21, 2023 | May 19, 2023 |
| Kenneth Byron Elliott | Raymond James & Associates, Inc. national BD | Quantum Portfolio Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 21, 2023 | May 19, 2023 |
| Michael Charles Lederer | LPL Financial LLC independent RIA | Quantum Portfolio Management, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2017 | Jul 19, 2023 (2026 d) |
Page 1 of 1
4 moves match.