DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lucas Group Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lucas Arthur BegginRegal Investment Advisors LLC BD affiliatedLucas Group Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2025Aug 22, 2025
Katherine Alicia DowningRegal Investment Advisors LLC BD affiliatedLucas Group Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2025Aug 22, 2025
Todd Thomas RenoRegal Investment Advisors LLC BD affiliatedLucas Group Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2025Aug 25, 2025
Andrew Lee StewartRegal Investment Advisors LLC BD affiliatedLucas Group Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2025Aug 25, 2025
Michael Edward SullivanCambridge Investment Research Advisors, Inc. BD affiliatedLucas Group Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 12, 2024Jan 12, 2024
Jeffery Paul WallemCambridge Investment Research Advisors, Inc. BD affiliatedLucas Group Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 12, 2024Jan 12, 2024
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6 moves match.