DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Balanced Wealth Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Christopher Daugherty | Ameriprise Financial Services, LLC national BD | Balanced Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 14, 2023 | Nov 2, 2023 |
| Joshua Randolph Harrell | Ameriprise Financial Services, LLC national BD | Balanced Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 10, 2023 | Nov 2, 2023 |
| Timothy James Valentine | Ameriprise Financial Services, LLC national BD | Balanced Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 10, 2023 | Nov 2, 2023 |
| David Joseph Desalvo | Ameriprise Financial Services, LLC national BD | Balanced Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 10, 2023 | Nov 2, 2023 |
| Matthew Thomas Gottshall | Ameriprise Financial Services, LLC national BD | Balanced Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 9, 2023 | Nov 2, 2023 |
| Roger Allan Potter | Ameriprise Financial Services, LLC national BD | Balanced Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2023 | Nov 2, 2023 |
| Michelle Lynn Taylor | MML Investors Services, LLC BD affiliated | Balanced Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 15, 2022 | Nov 2, 2023 (322 d) |
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7 moves match.