DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sierra Summit Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chad Thomas Whiteley | Innovis Asset Management LLC independent RIA | Sierra Summit Advisors LLC independent RIA | RIA to RIA | Jul 9, 2024 | Mar 5, 2024 |
| Alexander J Saf | Innovis Asset Management LLC independent RIA | Sierra Summit Advisors LLC independent RIA | RIA to RIA | Mar 5, 2024 | Mar 5, 2024 |
| Thomas Eugene Grooms | Premier Asset Management LLC independent RIA | Sierra Summit Advisors LLC independent RIA | RIA to RIA | Apr 15, 2022 | Apr 3, 2024 (719 d) |
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3 moves match.