DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 7two
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Coleman Shwayder | MML Investors Services, LLC BD affiliated | 7two independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Sep 18, 2025 |
| Nicholas Joseph Rotello | Seven Two Partners unclassified | 7two independent RIA | Other | Dec 31, 2024 | Jan 1, 2025 |
| Andrew Nelson Macken | Baldwin Wealth Partners, LLC independent RIA | 7two no RAUM | RIA to a newly registered adviser | Jul 18, 2024 | Jan 26, 2024 |
| Ryan Peter Ritchie | Hallador Investment Advisors, Inc. asset manager | 7two independent RIA | Other | Nov 30, 2018 | Jul 23, 2024 (2062 d) |
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4 moves match.