DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rainier Family Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Hoon Rhee | Cetera Investment Advisers LLC BD affiliated | Rainier Family Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Mar 31, 2025 |
| Michael Robert Ruff | Financial Insights Wealth Management independent RIA | Rainier Family Wealth, Inc. no RAUM | RIA to a newly registered adviser | Sep 2, 2024 | Sep 5, 2024 |
| Jun Stephen Chea | Financial Insights Wealth Management independent RIA | Rainier Family Wealth, Inc. no RAUM | RIA to a newly registered adviser | Sep 2, 2024 | Sep 3, 2024 |
Page 1 of 1
3 moves match.