DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Appalachian Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek Snider | Wienken Advisors, Ltd. no RAUM | The Appalachian Financial Group state registered | Other | Mar 14, 2024 | May 25, 2025 (437 d) |
| Thomas E Weber | Wienken Advisors, Ltd. no RAUM | The Appalachian Financial Group state registered | Other | Jan 12, 2024 | Nov 21, 2024 (314 d) |
| James E Thomas | Wienken Advisors, Ltd. no RAUM | The Appalachian Financial Group state registered | Other | Dec 31, 2023 | Nov 21, 2024 (326 d) |
Page 1 of 1
3 moves match.