DFX Intelligence
Advisor moves
Arrivals at Tidecrest Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Robert Wagner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tidecrest Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 26, 2024 | Aug 23, 2024 |
| Troy Harrison Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tidecrest Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 26, 2024 | Sep 4, 2024 |
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2 moves match.