DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Warner Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nahid Noory | Cetera Investment Advisers LLC BD affiliated | Warner Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2025 | Jul 23, 2026 (216 d) |
| Daniel John German | Cadaret Grant & Co Inc BD affiliated | Warner Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Apr 21, 2026 (285 d) |
| Bette Lynn Paez | Spc BD affiliated | Warner Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2023 | Apr 3, 2025 (610 d) |
| James Alan Warner | Northstar Wealth Partners LLC independent RIA | Warner Wealth no RAUM | RIA to a newly registered adviser | Oct 1, 2018 | Apr 3, 2025 (2376 d) |
| John Andrew Kinney | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Warner Wealth no RAUM | Other | Nov 29, 2017 | Apr 11, 2025 (2690 d) |
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5 moves match.